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Who

Gerald Hellerman

Director

Company insider

Files Form 4 as: Director, Total Return Securities Fund; Director, High Income Securities Fund; Cco, Special Opportunities Fund; Director, Mvc Capital; Director, Emergent Capital; Director, Airnet Systems.

In numbers

Trades disclosed
144
Buys
76
Sells
4
Bought
$1.7M
Sold
$92K
Companies
6
Companies where not an officer
5
First trade
11 Jan 2006
Last trade
23 Jan 2026
Last filed
27 Jan 2026

Companies traded

Where they are an officer
SPE Special Opportunities FundDirector, Officer · Funds, Shells & SPACs · last 6 Apr 202234 buys · 0 sells
Everywhere else they filed: board seats, 10% stakes, other companies
SWZ Total Return Securities FundDirector · Funds, Shells & SPACs · last 23 Jan 20266 buys · 1 sell
PCF High Income Securities FundDirector · Funds, Shells & SPACs · last 26 Dec 202411 buys · 2 sells
Mvc CapitalDirector · last 23 Dec 202023 buys · 1 sell
Emergent CapitalDirector · last 2 Jun 20162 buys · 0 sells
Airnet SystemsDirector · last 10 Jun 20080 buys · 0 sells

Activity over time

1 Nov 2024 – 1 Oct 2026
103Nov 24May 25Nov 25Apr 26Oct 26

Buys above the line, sells below, each month.

Every trade

TradedCompanyWhatAmount
23 Jan 2026filed 27 Jan 2026SWZ Total Return Securities FundFunds, Shells & SPACsSEC FORM 4 Code D$12K1,755 at $6.81filing
23 Jan 2026filed 27 Jan 2026SWZ Total Return Securities FundFunds, Shells & SPACsSEC FORM 4 Code D$12K1,755 at $6.81filing
2 Apr 2025filed 3 Apr 2025SWZ Total Return Securities FundFunds, Shells & SPACsSEC FORM 4 Sold$37941 at $9.24filing
26 Dec 2024filed 30 Dec 2024PCF High Income Securities FundFunds, Shells & SPACsSEC FORM 4 Sold$1,676259 at $6.47filing
19 Dec 2024filed 23 Dec 2024PCF High Income Securities FundFunds, Shells & SPACsSEC FORM 4 Bought$13K2,000 at $6.34filing
17 Dec 2024filed 18 Dec 2024PCF High Income Securities FundFunds, Shells & SPACsSEC FORM 4 Bought$42K6,409 at $6.50filing
17 Dec 2024filed 18 Dec 2024PCF High Income Securities FundFunds, Shells & SPACsSEC FORM 4 Bought$79K12,000 at $6.60filing
17 Dec 2024filed 18 Dec 2024PCF High Income Securities FundFunds, Shells & SPACsSEC FORM 4 Bought$16K2,525 at $6.50filing
16 Dec 2024filed 18 Dec 2024PCF High Income Securities FundFunds, Shells & SPACsSEC FORM 4 Bought$33K5,000 at $6.69filing
16 Dec 2024filed 18 Dec 2024PCF High Income Securities FundFunds, Shells & SPACsSEC FORM 4 Bought$33K5,000 at $6.63filing
12 Dec 2024filed 16 Dec 2024PCF High Income Securities FundFunds, Shells & SPACsSEC FORM 4 Code D$270K38,142 at $7.07filing
15 Aug 2024filed 19 Aug 2024PCF High Income Securities FundFunds, Shells & SPACsSEC FORM 4 Code M$16K2,441 at $6.48filing
4 Jun 2024filed 6 Jun 2024PCF High Income Securities FundFunds, Shells & SPACsSEC FORM 4 Bought$681100 at $6.81filing
6 Apr 2022filed 7 Apr 2022SPE Special Opportunities FundFunds, Shells & SPACsSEC FORM 4 Bought$22K1,500 at $14.94filing
6 Apr 2022filed 7 Apr 2022SPE Special Opportunities FundFunds, Shells & SPACsSEC FORM 4 Bought$30K2,000 at $14.77filing
6 Apr 2022filed 7 Apr 2022SPE Special Opportunities FundFunds, Shells & SPACsSEC FORM 4 Bought$15K1,000 at $14.73filing
6 Apr 2022filed 7 Apr 2022SPE Special Opportunities FundFunds, Shells & SPACsSEC FORM 4 Bought$1,465100 at $14.65filing
6 Apr 2022filed 7 Apr 2022SPE Special Opportunities FundFunds, Shells & SPACsSEC FORM 4 Bought$15K1,000 at $14.66filing
5 Apr 2022filed 7 Apr 2022SPE Special Opportunities FundFunds, Shells & SPACsSEC FORM 4 Code D$84K5,333 at $15.69filing
2 Mar 2022filed 3 Mar 2022SWZ Total Return Securities FundFunds, Shells & SPACsSEC FORM 4 Bought$2,368267 at $8.87filing

News

No headline names them, or the companies they trade most, lately.

Sectors

Financials54
Not placed26

Buys in green, sells in red, by the company’s sector.

Related people

Andrew DakosPresident and CEO · President and CEO at Special Opportunities Fund, filing Form 4 there in the last year
Phillip GoldsteinSecretary · Chairman and Secretary at Special Opportunities Fund, filing Form 4 there in the last year
Moritz A. SellDirector · Also traded SWZ in the last 90 days
P Das RajeevSecretary · Also traded SWZ in the last 90 days