Who
Andrew Dakos
President and CEO
Company insider
Files Form 4 as: President and CEO, Total Return Securities Fund; Director, Tejon Ranch Co; President and CEO, Special Opportunities Fund; 10% owner, Mfs Investment Grade Municipal Trust; President, High Income Securities Fund; 10% owner, Western Asset Corporate Loan Fund; President, Special Opportunities Fund; Director, Brookfield DTLA Fund Office Trust Investor.
In numbers
- Trades disclosed
- 497
- Buys
- 240
- Sells
- 53
- Bought
- $31.8M
- Sold
- $20.4M
- Companies
- 29
- Companies where not an officer
- 25
- First trade
- 5 Jan 2006
- Last trade
- 28 Sep 2026
- Last filed
- 29 Sep 2026
Companies traded
Activity over time
1 Nov 2024 – 1 Oct 2026
Buys above the line, sells below, each month.
Every trade
| Traded | Company | What | Amount | |
|---|---|---|---|---|
| 28 Sep 2026filed 29 Sep 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $5,7601,000 at $5.76 | filing |
| 28 Sep 2026filed 29 Sep 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $52K9,000 at $5.77 | filing |
| 28 Sep 2026filed 29 Sep 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $5,7601,000 at $5.76 | filing |
| 28 Sep 2026filed 29 Sep 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $52K9,000 at $5.77 | filing |
| 25 Sep 2026filed 29 Sep 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $44K7,649 at $5.81 | filing |
| 25 Sep 2026filed 29 Sep 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $14K2,351 at $5.82 | filing |
| 25 Sep 2026filed 29 Sep 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $44K7,649 at $5.81 | filing |
| 25 Sep 2026filed 29 Sep 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $14K2,351 at $5.82 | filing |
| 14 Jul 2026filed 15 Jul 2026 | TRC Tejon Ranch CoRE Services & Developers | SEC FORM 4 Code A | $17K918 at $18.70 | filing |
| 14 Jul 2026filed 15 Jul 2026 | TRC Tejon Ranch CoRE Services & Developers | SEC FORM 4 Code A | $17K918 at $18.70 | filing |
| 2 Jul 2026filed 7 Jul 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $1,379233 at $5.92 | filing |
| 2 Jul 2026filed 7 Jul 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $28K4,767 at $5.92 | filing |
| 2 Jul 2026filed 7 Jul 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $1,379233 at $5.92 | filing |
| 2 Jul 2026filed 7 Jul 2026 | SWZ Total Return Securities FundFunds, Shells & SPACs | SEC FORM 4 Bought | $28K4,767 at $5.92 | filing |
| 3 Jun 2026filed 4 Jun 2026 | SPE Special Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Sold | $73K5,184 at $14.11 | filing |
| 3 Jun 2026filed 4 Jun 2026 | SPE Special Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Sold | $1,871133 at $14.07 | filing |
| 3 Jun 2026filed 4 Jun 2026 | SPE Special Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Sold | $73K5,184 at $14.11 | filing |
| 3 Jun 2026filed 4 Jun 2026 | SPE Special Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Sold | $1,871133 at $14.07 | filing |
| 2 Jun 2026filed 4 Jun 2026 | SPE Special Opportunities FundFunds, Shells & SPACs | SEC FORM 4 Sold | $15K1,077 at $14.02 | filing |
| 2 Jun 2026filed 4 Jun 2026 | SPE Special Opportunities Fundoption or derivative · Funds, Shells & SPACs | SEC FORM 4 Code S | $5,000200 at $25.00 | filing |
News
No headline names them, or the companies they trade most, lately.