r.rotation.to⌕ Search stocks, people, sectors
Request a free account

Follow the people · Insider

PG

Phillip Goldstein

Insider · Director and Other role · PCF

Phillip Goldstein files insider transactions with the SEC as a director and other role of Putnam High Income Securities Fund (PCF). We hold 15 disclosed purchases and sales filed since 10 January 2006, 4 of them in the last 90 days.

  • Files forPCF
  • Disclosed buys and sells15 in all, 4 in the last 90 days
  • Last disclosure21 August 2026

Positions held

20 posts we hold — a term names its own dates; a run of filings only says when they filed
  • Filed 30 January 2017 — 20 August 2026Director and Other role · Putnam High Income Securities Fund (PCF)129 Form 4 lines · source: SEC Form 4
  • Filed 19 October 2018 — 6 July 2026Secretary · Total Return Securities Fund (SWZ)55 Form 4 lines · source: SEC Form 4
  • Filed 23 July 2010 — 5 March 2026Chairman and Secretary · Special Opportunities Fund (SPE)143 Form 4 lines · source: SEC Form 4
  • Filed 2 January 2026 — 23 January 202610% owner · Mfs Investment Grade Municipal Trust (CXH)4 Form 4 lines · source: SEC Form 4
  • Filed 20 January 2026 — 20 January 202610% owner · Mfs High Yield Municipal Trust (CMU)2 Form 4 lines · source: SEC Form 4
  • Filed 5 January 2006 — 15 October 2021Director · Mexico Equity & Income Fund (MXE)54 Form 4 lines · source: SEC Form 4
  • Filed 2 December 2020 — 2 February 2021Director · High Income Securities Fund ([PCF])2 Form 4 lines · source: SEC Form 4
  • Filed 15 April 2013 — 23 December 2020Director · Mvc Capital (MVC)36 Form 4 lines · source: SEC Form 4
  • Filed 26 August 2019 — 17 April 202010% owner · Herzfeld Caribbean Basin Fund (CUBA)21 Form 4 lines · source: SEC Form 4
  • Filed 6 June 2018 — 2 January 2019Director · Brookfield DTLA Fund Office Trust Investor (DTLA PR)4 Form 4 lines · source: SEC Form 4
  • Filed 3 October 2018 — 4 October 201810% owner · Alliance California Municipal Income Fund (AKP)2 Form 4 lines · source: SEC Form 4
  • Filed 5 December 2017 — 5 December 201710% owner · Aberdeen Chile Fund (CH)2 Form 4 lines · source: SEC Form 4
  • Filed 24 March 2017 — 15 September 201710% owner · Jpmorgan China Region Fund (JFC)5 Form 4 lines · source: SEC Form 4
  • Filed 27 December 2010 — 21 June 201710% owner · Korea Equity Fund (KEF)15 Form 4 lines · source: SEC Form 4
  • Filed 7 June 2017 — 7 June 2017Director and 10% owner · Crossroads Capital (XRDC)2 Form 4 lines · source: SEC Form 4
  • Filed 7 June 2016 — 26 May 201710% owner · Pacholder High Yield Fund (PHF)32 Form 4 lines · source: SEC Form 4
  • Filed 5 May 2016 — 14 December 201610% owner · Neuberger Berman Real Estate Securities Income Fund (NRO)4 Form 4 lines · source: SEC Form 4
  • Filed 14 November 2016 — 8 December 201610% owner · Nuveen Long/Short Commodity Total Return Fund (CTF)5 Form 4 lines · source: SEC Form 4
  • Filed 28 December 2015 — 5 October 201610% owner · First Trust Dividend & Income Fund (FAV)33 Form 4 lines · source: SEC Form 4
  • Filed 15 April 2016 — 19 September 201610% owner · Nuveen Global Equity Income Fund (JGV)20 Form 4 lines · source: SEC Form 4

Everything they disclosed

120 entries, newest first — one per disclosure report, one per Form 4 line

Positions come from the unitedstates/congress-legislators roster, the Office of Government Ethics and the SEC’s Form 4 index. Every disclosed line names its own source and links the document the government published; we print what the filing says and never a price we did not read from it. Headlines and links come from the GDELT Global Knowledge Graph — the story stays with the publisher. The portrait, where we have one, is the public-domain Congressional Bioguide photograph.